- Do you buy individual securities or mutual funds in our account?
We buy individual securities in our portfolios valued at over $500,000. Mutual funds are used in 401(k) plans or if separately requested.
- Do you commingle funds or have your own mutual funds?
- Are you a broker or brokerage firm? Also who holds my assets (and where)?
No we are not brokers. An outside custodian holds your assets. You may choose your own custodian. We do not receive commissions or fees derived from any security transaction in your account.
- Are you insured?
Yes, in addition to statutory and commercial liability policies, we also have Investment Counselors, Errors & Omissions and Fiduciary Liability policies.
- How do you charge – commissions, fees, or both?
We are completely fee based. Our fee is based on assets managed. This puts us on the same side of the table with you. Our interests are completely unbiased, and focused wholly on your success.